Joseph Erigo
Principal, Chief Compliance Officer
Joseph Erigo is a seasoned compliance professional with 25 years' experience, primarily focused on compliance risk management and regulatory matters. Joseph has a proven track record for developing and implementing enterprise compliance programs that align with industry standards and regulatory requirements. He excels in navigating complex regulatory landscapes and ensuring organizational integrity, all the while fostering a strong culture of compliance. Through his leadership, Joseph has successfully led Compliance programs at various financial institutions across the industry including previous roles serving as the Global Head of Compliance and Financial Crimes Testing at Morgan Stanley, and Chief Compliance Officer at Rockefeller Financial LLC.
Education:
Joseph holds a Bachelor of Business Administration from Adelphi University and currently maintains FINRA Series 7, 14 and 24 licenses.